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About Us
Company Profile
Compass Securities Corporation (member FINRA, SIPC) is an institutionally focused specialized broker/dealer established in 1985 as a wholly owned subsidiary of Compass Capital Corporation.
Areas of Competence and Specialization
- Debt and equity private placements of tax credit syndications, venture capital and alternative investments
- Third party long only, and hedge investment manager representation
- General securities.
Compass serves investment professionals and their clients. Compass offers a broad range of financial products and services. In fact, through our business partners and clearing affiliations, we can offer virtually any product or service that national, full line brokerage firms offer.
Our People
Our Registered Representatives are very focused on their respective areas of institutional expertise. They are professionally affiliated with us, but independently manage their own practices. This structure allows them to enjoy an entrepreneurial business environment which benefits you with a highly personalized level of service.
Our management team is experienced and active in the investment community. Our staff is licensed and averages 20 years of experience in the industry.
Our Mission
Our mission is to provide you with the best quality investment products, delivered through a superior level of service, by placing the client's interest first.
Our Clients
Compass serves individual, institutional, ERISA, closely-held, and Fortune 1000 corporate clients throughout the country.
Our Business Partners
Compass is an introducing firm clearing on a fully disclosed basis through: Pershing, LLC who carries our customer accounts and Winslow, Evans & Crocker, Inc. who introduces our accounts to Pershing.
Compass Securities Corporation is a full service general securities Broker/Dealer and a member of:
Financial Industry Regulatory Authority (FINRA)
Securities Investor Protection Corporation (SIPC)
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