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About Us
Company Profile
Compass Securities Corporation (member FINRA, SIPC) is an institutionally focused independent broker/dealer established in 1985 as a wholly owned subsidiary of Compass Capital Corporation.
Our Mission
Our mission is to provide Our Registered Representatives, and by extension their clients, with the best quality investment products, delivered through a superior level of service, by placing the client's interest first.
Areas of Competence and Specialization
Compass serves our investment professionals and their clients. Compass offers a broad range of financial products and services. In fact, we offer both traditional and alternative investments as categorized below:
- Debt and equity private placements of tax credit syndications
- Hedge fund investment managers
- Private equity and venture capital managers
- Long only investment managers
- General securities can be offered through our clearing firm.
Our People
Our Registered Representatives are very focused on their respective areas of institutional expertise. They are professionally affiliated with us, but independently manage their own practices. This structure allows them to enjoy an entrepreneurial business environment which benefits you with a highly personalized level of service.
Our management team is experienced and active in the investment community. Our staff is licensed and averages 20 years of experience in the industry.
Our Clients
Compass serves institutional clients such as RIA Firms, family offices, trust organizations, fund managers, ERISA, closely-held, and Fortune 1000 corporate clients throughout the country.
Our Business Partners
Compass is an introducing firm clearing on a fully disclosed basis through: Pershing, LLC who carries our customer accounts and Winslow, Evans & Crocker, Inc. who introduces our accounts to Pershing.
Compass Securities Corporation is a full service general securities Broker/Dealer and a member of:
Financial Industry Regulatory Authority (FINRA)
Securities Investor Protection Corporation (SIPC)
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